Wednesday, April 24, 2019
8:30 AM - 3:30 PM
(Continental breakfast and lunch will be provided;
Cocktails and hors d'oeuvres to follow the event)

Barack Ferrazzano
200 West Madison Street
39th Floor
Chicago, Illinois
Click here for driving directions

The Barack Ferrazzano Financial Institutions Group is pleased to invite you to our annual Compliance "Spring Cleaning" Seminar. This is an opportunity for our clients and friends in the financial sector to stay current on the ever evolving world of regulatory compliance. Open to in-house counsel, compliance officers, and C-suite executives, the Seminar will help you navigate compliance challenges and preview what is likely on the horizon for your organization at your next compliance examination.

Highlights for 2019

Featuring presentations from representatives of:

  • Federal Deposit Insurance Corporation
  • Federal Reserve Bank of Chicago
  • Federal Bureau of Investigation
  • Industry Leading Compliance Officers
  • Barack Ferrazzano Regulatory Attorneys


9:00 - 9:45 AM

Welcome & Back to the Future: An Update from Past Seminars

  • John M. Geiringer, Barack Ferrazzano Financial Institutions Group

9:45 - 10:15AM

Evolving RESPA Issues

  • Brent McCauley, Barack Ferrazzano Financial Institutions Group

10:30 - 11:00 AM

Enforcement Action Trends & Takeaways

  • Andrea L. Sill, Barack Ferrazzano Financial Institutions Group

11:00 AM - 12:00 PM

What’s on the Regulators’ Radar?

  • Teresa M. Sabanty, Deputy Regional Director, Federal Deposit Insurance Corporation (FDIC)
  • Mike Trefelner, A.V.P., Supervision & Regulation, Federal Reserve Bank of Chicago

12:15 - 1:15 PM

Lunch & Law Enforcement Update

  • Brent Potter, Special Agent, Federal Bureau of Investigation

1:30 - 2:15 PM

Compliance Office Panel Discussion

  • Sandy Chapman, Executive V.P., Chief Compliance Officer, Busey Bank, Champaign, IL
  • Alan Kwasneski, Senior V.P., Director of Regulatory Compliance Risk Management, Marquette Bank,
    Chicago, IL
  • Lisa Zeimetz, Senior V.P. Compliance, First National Bank and Trust Company, Beloit, WI

2:15 - 2:45 PM

Litigation Update

  • W. Scott Porterfield, Barack Ferrazzano Financial Institutions Group

2:45 - 3:15 PM

Emerging FinTech Compliance Issues

  • Stanley F. Orszula, Barack Ferrazzano Financial Institutions Group

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