Five Questions to Ask About Regulatory Compliance
Barack Ferrazzano Financial Institutions Group Partner and Regulatory Section Leader John Geiringer offered his advice on regulatory compliance to bank directors in the article, "Five Questions to Ask About Regulatory Compliance," from Bank Director's 1st Quarter 2016 issue (Vol. 26, No. 1). In the article John addressed topics such as, the areas of compliance which regulators focus on most, the consequences of a compliance problem and the characteristics of a strong compliance culture. A former bank regulator and compliance consultant, John is a frequent speaker and author in the financial institutions area on issues surrounding banking regulations, examinations and enforcement actions.
Click here to read the article on pg. 56 of Bank Director's digital issue.