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2017 Compliance "Spring Cleaning" Seminar

Tuesday, April 25, 2017
8:30 a.m. - 2:30 p.m
(Continental breakfast and lunch will be provided)

Barack Ferrazzano
200 West Madison Street
39th Floor
Chicago, Illinois
Click here for driving directions

The Barack Ferrazzano Financial Institutions Group is pleased to invite you to our annual Compliance "Spring Cleaning" Seminar. This interactive seminar is offered to assist our clients and friends with addressing and managing the ever-changing regulatory compliance environment.

Highlights for 2017

Featuring presentations from representatives of:

Agenda

8:30 - 9:00 a.m.

Registration & Breakfast

9:00 - 9:45 a.m.

Introductions & Customer Due Diligence & Beneficial Ownership
John M. Geiringer, Barack Ferrazzano Financial Institutions Group

9:45 - 10:15 a.m.

Emerging Compliance Risks
J. Brent McCauley, Barack Ferrazzano Financial Institutions Group

10:15 - 10:45 a.m.

Emerging FinTech Issues
Stanley F. Orszula, Barack Ferrazzano Financial Institutions Group

11:00 a.m. - 12:00 p.m.

What’s on the Regulators’ Radar?
Teresa M. Sabanty, Deputy Regional Director, FDIC
Joseph C. Davidson, V.P., Supervision & Regulation, Federal Reserve Bank of Chicago

Roberta Rach, Lead Expert Support, Central District, Office of the Comptroller of the Currency (OCC)

12:15 - 1:15 p.m.

Law Enforcement Update & Lunch
James A. Godley, Supervisory Special Agent,Economics Crimes Squad, Federal Bureau of Investigation

1:30 - 2:00 p.m.

Bank Litigation Hotspots
Rachael M. Trummel, Barack Ferrazzano Financial Institutions Group

2:00 - 2:30 p.m.

Deposit Products Update
Karol K. Sparks, Barack Ferrazzano Financial Institutions Group

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